Trusted Experts in Resolving Complex Financial Disputes
Banking & Securities Litigation Lawyers in Melbourne
Navigating disputes in banking and securities can be challenging. Our dedicated team of Melbourne-based lawyers brings deep expertise and strategic insight to protect your financial interests. Whether you’re a business or an individual, we provide tailored solutions to resolve conflicts efficiently and effectively.

Why Choose Our Banking & Securities Litigation Services?
Handling complex financial disputes requires precision, expertise, and a deep understanding of banking and securities law. Our Melbourne-based team offers:
- Specialised Expertise: Decades of experience in navigating intricate legal frameworks within the banking and securities industries.
- Personalised Support: Tailored strategies to address your unique circumstances, ensuring the best possible outcome.
- Proven Results: A track record of successfully resolving high-stakes disputes, protecting our clients’ financial interests.
Our commitment to excellence goes beyond technical expertise. We understand that financial disputes can be highly stressful and impact both individuals and businesses. That’s why we prioritise clear communication and work closely with you at every stage of the process. From in-depth consultations to proactive case management, we ensure you feel supported, informed, and empowered to make the right decisions for your future.
- Comprehensive Legal Representation
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Client-Centred
Approach
Your Trusted Partners for Expert Guidance, Strategy, and Business Protection
Partner with Experts in
Banking and Securities Litigation

1
Assess Your Case with Precision
We begin with a thorough consultation to evaluate your specific challenges, whether it’s a banking dispute, securities fraud, or regulatory compliance issue. This personalised approach ensures we identify the best course of action from the start.

2
Develop a
Strategic Plan
Our team leverages deep expertise in banking and securities law to craft a comprehensive legal strategy. Whether through mediation, negotiation, or litigation, we work methodically to safeguard your financial interests and deliver solutions that work.

3
Defend Your Rights with Tenacity
We stand as your dedicated advocates, representing your case with the utmost diligence. From navigating complex regulations to taking your case to court if needed, we are relentless in securing the best possible outcome for you or your business.
Your Banking & Securities Litigation Questions, Answered by Melbourne’s Experts
Have Questions About Banking & Securities Litigation? We Have the Answers
Remedies in banking and securities disputes may include financial compensation for losses, contract cancellation, injunctions to prevent further harm, or penalties imposed on the offending party. These outcomes depend on the specifics of your case.
Our team will evaluate your case and recommend the best resolution, whether through negotiation, mediation, or litigation.
To determine if you have a valid claim, it’s essential to evaluate the facts of your case against Australian banking and securities laws. Indicators of a valid claim may include misleading financial advice, unauthorised transactions, breaches of fiduciary duty, or failure to disclose critical risks.
Our experienced lawyers will carefully review the details of your dispute to advise you on the strength of your case and your legal options.
The cost of pursuing your case depends on factors such as the complexity of the dispute, the method of resolution (negotiation, mediation, or litigation), and the time required to resolve it. At our firm, we prioritise transparency and will provide a detailed estimate of legal costs during your initial consultation.
We can also explore cost-effective options, including fixed fees or conditional fee arrangements, where appropriate.
What types of cases fall under banking and securities litigation?
Banking and securities litigation covers a broad range of financial disputes. These include cases of fraud, breaches of fiduciary duty, misrepresentation, unauthorised transactions, failure to disclose risks, and regulatory compliance issues. At Pentana Stanton, we assist Melbourne clients with disputes involving financial institutions, investment firms, and regulatory bodies like ASIC, tailoring our services to protect your financial interests.
What should I do if I’ve been wronged by a financial institution?
If you believe a financial institution has wronged you, act quickly. Start by gathering all relevant documents, including contracts, statements, and correspondence. Document the issue in detail. Contact Pentana Stanton’s experienced banking and securities lawyers in Melbourne for a personalised consultation. We’ll evaluate your case and guide you on the best course of action to protect your rights and recover any losses.
How can I protect my business from banking and securities disputes?
Preventative measures are key to avoiding costly disputes. Ensure your business has robust compliance systems, regularly reviews financial contracts, and maintains transparent communication with financial institutions. Our Melbourne legal team can assist with drafting and reviewing contracts, implementing compliance frameworks, and providing proactive legal advice to minimise your risks.
What is ASIC’s role in disputes, and can they help me?
The Australian Securities and Investments Commission (ASIC) is the regulator responsible for enforcing financial services laws and ensuring market integrity. ASIC can investigate cases of fraud, misconduct, or breaches of regulations. While ASIC doesn’t represent individuals, their investigations can strengthen your legal position. Pentana Stanton’s lawyers can liaise with ASIC on your behalf and pursue additional remedies through legal channels in Melbourne courts or alternative dispute resolution.
Do I need a lawyer to resolve my dispute?
While some disputes can be resolved informally, having a lawyer ensures your rights are fully protected. Banking and securities laws are complex, and financial institutions often have significant resources. Pentana Stanton’s experienced legal team in Melbourne offers strategic advice, negotiation, and representation, helping you achieve fair outcomes while minimising stress and uncertainty.
What happens if a case goes to court?
If your case proceeds to court, the litigation process involves presenting evidence, arguing your position, and seeking remedies such as compensation or injunctive relief. While court cases can be time-consuming, Pentana Stanton’s skilled Melbourne lawyers will guide you through each stage, ensuring your case is presented effectively and your interests are fully protected.
Can I recover financial losses caused by bad investment advice?
Yes, under Australian law, you may be entitled to compensation if you suffered financial losses due to misleading or negligent investment advice. This includes cases of failure to disclose risks or recommending unsuitable financial products. Pentana Stanton’s Melbourne-based securities litigation lawyers can help assess your claim and pursue compensation to recover your losses.
How do mediation and arbitration work in financial disputes?
Mediation and arbitration are alternative dispute resolution (ADR) methods often used to settle financial disputes without going to court. Mediation involves a neutral mediator helping both parties reach an agreement, while arbitration is more formal, with an arbitrator issuing a binding decision. Both methods are confidential and usually quicker and less costly than litigation. Pentana Stanton regularly helps Melbourne clients resolve disputes through ADR, ensuring favourable and efficient outcomes.

Jesse LaGreca – Principal Lawyer
Every financial dispute deserves a clear path to resolution. Let us guide you with expertise and dedication – because your success is our priority.
Testimonials
What our clients are saying
Absolutely brilliant firm!
Sarah was handling our matter and was incredibly thorough, communicative and clear from start to finish.
Compared to other firms I had spoken to and had as also dealing with Pentana Stanton really stood out as integral and competent with getting my matter resolved. Also very pleasant to deal with. I would highly recommend this firm.

Sean Faingold
Google Review
(03) 900 22 800
reception@pstanton.com.au
Serving Melbourne & Dandenong with Trusted Legal Advice
Expert Legal Assistance When You Need It Most
Melbourne Office
Level 3 & 5,
552 Lonsdale Street,
Melbourne VIC 3000
Dandenong Office
Suite 9 (Level 1),
50-54 Robinson St,
Dandenong VIC 3175
(03) 900 22 800
reception@pstanton.com.au